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| Advisers content with size of Standard Life GARS offering Money Marketing Advisers says they are still happy to invest in Standard Life Investments' Global Absolute Return Strategies offering despite it growing by £4bn in the past six months. The GARS offering stood at £17bn on 30 June, up from £13bn at the end of last year. See all stories on this topic » | ||
| Investment advisers to come under Sebi regulations The Asian Age Market regulator Sebi on Thursday said any entity offering investment advice for a fee would have to come under its regulatory net, although those giving free advice would not be covered under the new rules. Announcing regulations for investment ... See all stories on this topic » | ||
| Meet the Ryans, scattered fund investors like the rest of us Reuters Some duplication of investments, advisers say. * Overlaps reduce diversification, increase risk. * Wealth adviser: "He doesn't really have a plan. That's very common." By Ross Kerber. BOSTON, Aug 16 (Reuters) - Paul Ryan and his wife have accumulated ... See all stories on this topic » | ||
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| FORM PF: Essential Guide To Form PF - August 2012 Mondaq News Alerts (registration) It refers to a regulatory reporting obligation upon SEC registered investment advisers i.e. hedge fund managers who advise one or more private funds relying upon the 3(c)(1) or 3(c)(7) exemptions and have at least $150 million under management in hedge ... See all stories on this topic » | ||
| Scottish Life launches drawdown investment proposition Citywire.co.uk Blyth said advisers would still need to have a conversation with their clients about how drawdown fits with other savings and investment products or other considerations such as estate planning. Each of the funds in the governed retirement income ... See all stories on this topic » | ||
| Indian PM warned of ratings downgrade risk by own advisers Reuters Fearful of a popular backlash, the government has failed to cut expenditure or liberalise the economy to attract investment. Prime Minister Manmohan Singh's economic advisory panel released a report that acknowledged the economic down shift, which ... See all stories on this topic » | ||
| Professional advisers selected to guide a PGW sale Philadelphia Inquirer How many professional advisers does the city need to sell Philadelphia Gas Works? A lot. Mayor Nutter has selected two investment-banking firms, five law firms, two lobbying groups, and two public-relations companies to guide the city through the ... See all stories on this topic » | ||
| Research finds advisers overlooking specialist funds despite potential demand Zawya (registration) (press release) Research released today from BLME, the Islamic asset manager, has shown that 61% of UK investment advisers surveyed admitted their limited knowledge of Islamic fund providers has prevented them from recommending their products. This is despite the ... See all stories on this topic » | ||
| – http://www.riabiz.com/a/14905817/steve-lockshin-all-advisors-must-face-up-to ... RIABiz The investment advisory business has operated for decades with a reputation that has exceeded the skill set of the average advisor. I am speaking of all advisors; from brokers to dually registered advisors/brokers, the independents as well as fee-only ... See all stories on this topic » | ||
| 401(k) Advisors Expands With Cincinnati Office Planadviser.com Working out of 401(k) Advisors' new Cincinnati office, Morris will deliver plan benchmarking, vendor search work and investment consulting services and support to existing plan sponsor clients while advocating ongoing fiduciary best practices. A ... See all stories on this topic » | ||
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| What to learn from pro stars' financial planning Chicago Tribune Shote is a co-founder of the Sports Financial Advisors Association, a membership organization. He's also an investment adviser and president of Asset Harvest Group. "It makes it real for them to see an amount someone has saved, like $2 million or $5 ... See all stories on this topic » | ||
| Meet the Ryans, scattered fund investors like the rest of us Chicago Tribune While some of the funds have done well and some poorly, many seem to duplicate each other or individually-owned stocks also listed in the filing, said Bill Mertes, chief investment officer of wealth adviser American Financial Advisors in Orlando, Florida. See all stories on this topic » | ||
| Goldman independent research arm dies, shunned by clients IBNLive.com By Manoj Kumar. NEW DELHI (Reuters) - Advisers to the prime minister issued a stern warning to the government on Friday on the need to rein in the country's fiscal and current account deficits to avoid the risk of a credit ratings downgrade to junk ... See all stories on this topic » | ||
| Leading Story FT Adviser Skandia Investment Solutions has defended its decision to send out a form to advisers to allow them to switch away from commission to adviser charging, saying it is designed to give advisers a head start on moving their business over pre-Retail ... See all stories on this topic » | ||
| Raymond James rolls out fully integrated version of MoneyGuidePro InvestmentNews (blog) "The idea is that with a single-sign on and then a single click on the adviser's client page they can open a plan with up-to-date holdings and values flowing in from our account system," said Patrick O'Connor in an interview with Investment News early ... See all stories on this topic » | ||
| Will Paul Ryan's reality be too scary for voters? InvestmentNews (blog) George Schwartz, president of Schwartz Investment Counsel Inc., had similar praise for the Wisconsin conservative, saying that Mr. Ryan "treats voters like adults." "He's big on reforming the entitlement mess," Mr. Schwartz ... "Most financial advisers ... See all stories on this topic » | ||
| US SEC enforcement chief: How to avoid trouble International Financial Law Review I think the information provided on the form will now give greater transparency into the background of the investment advisors to these kinds of funds and the nature of the business and strategies they are adopting. From an enforcement perspective ... See all stories on this topic » |
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| Dan Cronin jumps from key RIA role at RBC to a new spot at BNY ... By Brooke Southall BNY Mellon cranks up its RIA focus by bringing Dan Cronin over from RBC - The longtime Fidelity and Schwab liaison to registered investment advisors has a new mission -- RBC's mission is less obvious as its chief sales guy to RIAs departs. RIABiz |
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| California Finalizes Investment Adviser Exemption - rroyselaw.com ... The new law will exempt from the California investment adviser certificate requirement an investment adviser to certain kinds of private equity funds. rroyselaw.com/.../california-finalizes-investment-adviser-exem... | ||
| Does Ronald Humenny, advisor at Starfire Investment Advisers Inc ... Does Ronald Humenny, advisor at Starfire Investment Advisers Inc hold any professional designations? Ronald Humenny has earned the following... Find the ... financial-advisors.minyanville.com/.../Does-Ronald-Humenny... | ||
| Peak Wealth Opportunities, LLC and David W. Dube, CPA Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 (" Advisers ... April 2008 to June 2010, Peak Wealth was the investment adviser to the ... www.sec.gov/litigation/admin/2012/34-67640.pdf | ||
| Advisors - StanCorp Investment Advisers, Inc. She worked for Florida Financial Advisors, Inc., before StanCorp Investment Advisers acquired the firm in 2010. In her current role, she works with individuals ... stancorpadvisers.com/advisors/ |
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