| ||
| ON THE MOVE-LPL adds adviser practice with $1 bln in assets Reuters Bridgeworth Financial, a registered investment advisory firm, said on Tuesday it left Lincoln Financial Advisors Corp to form its own independent practice affiliated with LPL. The 16 advisers at Bridgeworth had an annual production of about $5.2 ... See all stories on this topic » | ||
| HIP Superannuation Chooses NAB for Custody and Investment Administration GC Australia The new contract win for NAB Asset Servicing follows a competitive tender process, which was led by consultancy JANA Investment Advisers. Ross Bernays, CEO of HIP, says NAB stood out particularly because of its fully customised and automated unit ... See all stories on this topic » | ||
| SYMETRA FINANCIAL CORPORATION : Symetra's Registered Investments ... 4-traders David Cohen joins Symetra from Sentinel Investments where he was senior vice president, Investment Strategy Group, responsible for sales support to the registered investment adviser channel nationwide. He previously held sales positions with J.P ... See all stories on this topic » | ||
| ||
| Bank research finds insurers plan investing in legal to cut spend on advisers Legal Week A number of big insurance companies are planning to ramp up their internal legal teams and set up their own law firms in moves that are likely to reshape the legal insurance market, according to new research from Espirito Santo Investment Bank. See all stories on this topic » | ||
| A day's pay for a day's work FT Adviser Fees: it is an issue that just will not go away for the fund management industry. Advisers and investors alike continue to question whether active managers earn a rightful place in their portfolios and can justify charging fees for a less-than ... See all stories on this topic » | ||
| Skandia enables adviser charging on 90% of its life products ifaonline.co.uk Skandia has said it will enable adviser charging on 90% of its life products with the main exceptions being the Maximum Investment Plan (MIP) and the Skandia Life Bond range. Skandia said this morning, that the core range of Skandia Life pension ... See all stories on this topic » | ||
| ||
| Brevan Howard Looks to U.S. to Raise Money for Currency Fund Bloomberg While BlueCrest Capital Management LLP and Winton Capital Management LLC, the third-biggest and fourth-biggest European hedge funds respectively, are registered, Brevan Howard's main investment advisory unit isn't, according to the SEC website. See all stories on this topic » | ||
| Financial Adviser - Client base in place FT Adviser This particular role entails providing advice on a range of personal financial planning products although it is expected to be heavily investment biased. Each individual will be provided with around 600 active clients (all who hold risk based products ... See all stories on this topic » | ||
| Shattered Movie Dreams May Mean State Control for Detroit Suburb Bloomberg Allen Park officials consulted with lawyers and investment advisers before approving the studio bond sale, said Kevin O'Shea, of the Miller Law Firm in Rochester, Michigan. O'Shea said the city asked him in May to investigate the bond sale after the ... See all stories on this topic » | ||
| An $8.5 Billion IPO Looks Like the Next Facebook Bloomberg s incompetence to scandals at Olympus Corp., not to mention Daio Paper Corp., Nomura Holdings Inc. and AIJ Investment Advisors Co., examples of weak corporate governance abound. It's only in contrast to this wreckage that JAL can look like a success ... See all stories on this topic » | ||
| Lehman Said to Hire BlackRock to Manage $3 Billion Loan Assets Bloomberg The BlackRock Solutions advisory group, which has helped the Federal Reserve Bank of New York sell toxic debt taken on during the 2008 bailout of American International Group Inc., was assigned the contract, according to two people with knowledge of ... See all stories on this topic » |
| ||
| Cracking The ETF Code For Clients By Curator Where RIAs Should Draw The Line In Rewarding Clients For Referrals By Les Abromovitz, guest columnist Source: RIABiz Registered investment advisers often rely on referrals from current clients to generate new business. Although advisers ... RIA Central |
| ||
| DIRECTOR OF INVESTMENT ADVISER COMPLIANCE at Liberty ... Liberty Mutual Group Asset Management Inc. is hiring! View and apply for the DIRECTOR OF INVESTMENT ADVISER COMPLIANCE Job at Liberty Mutual ... www.linkedin.com/.../jobs-DIRECTOR-OF-INVESTMENT-35... | ||
| Twitter / FinancialCmte: SEC: almost 40% of investment ... Financial ServicesVerified @FinancialCmte 6 Aug. SEC: almost 40% of investment advisers never been examined. Means more #Madoff types could be out ... https://twitter.com/FinancialCmte/status/232547855586439168 | ||
| Piedmont Investment Advisors and TerraCap Opens Second Real ... Piedmont Investment Advisors, LLC (Piedmont RIA) through its affiliate Militello Capital made an investment of more than $8000000 in Terra Cap Partners II, ... www.prweb.com/releases/2012/8/prweb9780601.htm | ||
| Penn State Law - Business lawyers bring IP and investment ... Professor Chertok is an expert on investment adviser securities compliance, and has assisted several investment advisers with formulating from scratch and ... law.psu.edu/news/business_lawyers_join_faculty |
Tip: Use quotes ("like this") around a set of words in your query to match them exactly. Learn more.
Delete this alert.
Create another alert.
Manage your alerts.
No comments:
Post a Comment