Google Alert - investment advisers

News 6 new results for investment advisers

AbsoluteWealth.com Publishes Gold Investment Market Update Video Presented ... DigitalJournal.com (press release) The leading online investment advisory company Absolute Wealth has published the most recent Market Update Video with Hubert Senters, and the trading pro is investigating the gold market. Senters goes through the technical details of the current gold ... See all stories on this topic »

Reported probe into stable-value fund could upend advisers InvestmentNews The federal agency is questioning whether the firm committed a fiduciary breach under the Em-ployee Retirement Income Security Act of 1974, according to a Reuters report. The Labor Department could be examining whether the fund holds investments that ... See all stories on this topic »

Experts: No 'silver bullet' to protect investors in wake of Peregrine The Gazette: Eastern Iowa Breaking News and Headlines (blog) "The Securities and Exchange Commission has 200 attorneys in Washington and 12000 publicly traded companies to monitor — not counting investment advisers and mutual funds," Miller said. "If you feel the SEC should take a hard look at everybody, the ... See all stories on this topic » The Gazette: Eastern Iowa Breaking News and Headlines (blog)

ACLI Submits Statement for House Hearing on Dodd-Frank and Municipal Finance Insurance News Net (press release) ... 403(b) and 457 plans," ACLI's statement says. "The proposed rule would layer new municipal advisor regulations onto existing regulatory regimes to which life insurers, broker-dealers, and investment advisers are already subject. This duplication of existing ... See all stories on this topic »

New Survey Suggests Advisers Are Closely Watching Presidential Election JD Supra (press release) Are advisers more afraid of an Obama second term or Congress? According to the Q1 2012 Brinker Barometer, White House worries come out on top. The Obama reelection was listed as the top concern for 70% of advisers. New Survey Suggests Advisers ... See all stories on this topic »

SEC Focused on Fees: Tips for Newly Registered Advisers JD Supra (press release) The SEC is really driving it home these days—registered advisers should pay particular attention to any issues that may arise around fees and conflicts of interests. SEC Focused on Fees: Tips for Newly Registered Advisers By: Bettina Eckerle ... See all stories on this topic »

Web 1 new result for investment advisers

Financial and retirement planning for university professors and ... "Filbrandt Investment Advisers Incorporated ("FIA") and its investment adviser representatives may transact business in states only if FIA has filed an appropriate ... www.filbrandt-co.com/index.../tax-sensitive-investing.html

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