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| Versus Capital Lowers Investment Management Fee to Encourage Early ... MarketWatch (press release) Versus Capital is an investment adviser registered under the Investment Advisers Act of 1940 exclusively focused on building and managing multi-manager real estate and alternative investment platforms that seek to have an income oriented return focus and ... See all stories on this topic » | ||
| Friday's Personal Finance Stories MarketWatch Know your adviser, check their credentials and background; and take the time to understand the investment products and services you are buying. What else? Check out the links in Bob's column to Finra's BrokerCheck and the Investment Adviser Public ... See all stories on this topic » | ||
| Lawmakers want to limit scope of municipal adviser regulation InvestmentNews At a subcommittee meeting of the House Financial Services Committee, Republicans and Democrats expressed concerns that a proposed Securities and Exchange Commission regulation requiring municipal advisers to register with the agency goes too far. See all stories on this topic » | ||
| Libor scandal shakes trust of small investors Royal Gazette Trading market volatility still arises reflective of the ongoing Euro zone crisis, the upcoming US election, the US debt ceiling issues and contemplated changes in US tax rates and the effect of far eastern economy slowdowns. Notable investment advisers and ... See all stories on this topic » | ||
| Genworth adds more investment options InvestmentNews "The new investment solutions enhance advisers' ability to meet investors' needs, regardless of their life stage," said Gurinder Ahluwalia, chief executive of Genworth. New offerings on the platform include multiasset income strategies from BlackRock and ... See all stories on this topic » | ||
| Horizons Advantaged Equity Fund Inc. and Jov Canadian Equity Class ... DigitalJournal.com (press release) Leon Frazer & Associates Inc. ("LFA"), an affiliate of JovFinancial, will continue to act as investment advisor to the Funds. The lead manager at LFA who will be responsible for the portfolio management of the Funds is Lyle Stein. Lyle has managed money for ... See all stories on this topic » | ||
| Phoebe Venable: 10 questions for wealth advisers before you choose The Tennessean Does the firm insure investments through the Securities Investor Protection Corp.? Are the investments the adviser handles registered with the state securities or the Securities and Exchange Commission? Some agencies will protect your investments (up to a ... See all stories on this topic » | ||
| Romney Economic Adviser Admits Romney's Economic Plan Won't Work The Atlantic President Obama thinks we need to make smart investments -- just don't call it stimulus! -- to get the economy moving again. Governor Romney thinks we need a smarter tax code -- just don't ask what deductions he'd eliminate -- and less spending to get the ... See all stories on this topic » | ||
| Baby Boomers: Con Artists Are Targeting You Fox Business You also can check the disciplinary history of brokers and investment advisers by using online databases at SEC.gov and the Financial Industry Regulatory Authority, or FINRA, website. The Investment Adviser Public Disclosure website, AdviserInfo.sec.gov, ... See all stories on this topic » | ||
| Leafhouse Financial Advisors Selected For "Top 50 Fastest-Growing Firms" DigitalJournal.com (press release) LeafHouse Financial Advisors is an independent Registered Investment Advisor that specializes in acting as a third-party fiduciary for corporate and non-profit retirement plans. Our core focus is the Austin, Dallas, Fort Worth, Houston, Waco, and San Antonio ... See all stories on this topic » | ||
| 'Alternative' Sipps come with a warning Financial Times Private investors looking beyond conventional investments are being offered a broad choice of funds for inclusion in their self-invested personal pensions (Sipps), but advisers warn that alternative investments are not for everyone. According to research from ... See all stories on this topic » | ||
| Angst and Egg Over Asparagus Barron's (blog) A few years ago a client of the family wealth advisor, Pitcairn, walked into their office in Philadelphia's suburbs carrying rusty coffee cans containing cash in "the seven figures."According to Pitcairn's president, Leslie Voth, one of the client family's elderly ... "We're experiencing a version of that Depression-era mentality now," said Rick Pitcairn, the multifamily office's chief investment officer, sitting across the table from Voth as we shared lunch. Rick just heard, for example, a Wall Street pitch about storing clients' gold in ... See all stories on this topic » | ||
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| Top Tips For Seeking Investment Advice « ImagingFP By Michael With this in mind, we thought we'd give you our top tips when searching for the best investment advisers for you. Firstly, you want to know you're working with advisers who you can trust. At the end of the day, they're advising you on what to do ... ImagingFP | ||
| Investors' 10 most common mistakes | The Big Picture By Barry Ritholtz The same is true for most of the retail stockbrokers and for many of the investment advisers on Wall Street. Across all of my managed-asset clients, my goal is to keep fees down to an average of about 1 percent. You should expect to pay a little ... The Big Picture |
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| August 3 Deadline Approaching for Compliance with New - LexisNexis The martindale.com Legal Library features the latest insights from industry through leading lawyers and law firms. Access the most recently published and most ... www.lexisnexis.com/.../august-3-deadline-approaching-for-co... | ||
| Is FINRA Already Overseeing Investment Adviser Activities? Many broker-dealers may feel that FINRA (Financial Industry Regulatory Authority) is going beyond its jurisdiction by requesting the records related to a ... blog.regulatorycompliance.com/is-finra-already-overseeing-in... | ||
| Expect exams for newly registered investment advisers Either through the kindness of their hearts or due to demand, the US Securities and Exchange Commission ("SEC") has recently… www.kinetic-partners.com/.../Expect-exams-for-newly-register... | ||
| Renaissance: Barbara Simmons investment advisers, private funds, and investment companies. ... Throughout his career he has had the opportunity to examine, and advise investment advisers, ... www.rrscompliance.com/RussellWilson.html | ||
| Financial and retirement planning for university professors and ... "Filbrandt Investment Advisers Incorporated ("FIA") and its investment adviser representatives may transact business in states only if FIA has filed an appropriate ... www.filbrandt-co.com/.../five-dangerous-trends-affecting-uni... | ||
| 861-3798 European Problems Dominated - Israel Investment Advisors Israel Investment Advisors, LLC. 1670 Broadway, Suite 3000. Denver, Colorado 80202. (303) 861-3798. European Problems Dominated 2011. Brian J. www.israelinvestmentadvisors.com/.../Q4-2011-European-Pro... |
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