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| ON THE MOVE-HighTower lands $600 mln team from Morgan Stanley Reuters "I think the fact that we have outside custodians means that it will be like the old days at DIA (Disciplined Investment Advisors)," said Lerner, who spent more than 20 years as president of DIA. "The vision is to be a bit old-fashioned, to rely on ... See all stories on this topic » | ||
| Placemark Investments Expands Enterprise Sales and Hires Erik Preus, CFA as ... DigitalJournal.com (press release) UMA Marketplace connects independent advisors to investment managers through a cost-effective, open-architecture platform with complete integration to custodians and technology providers. Mr. Preus will be located in Minneapolis. "We are pleased to ... See all stories on this topic » | ||
| Market Vectors Launches Preferred Securities ex Financials ETF (PFXF) MarketWatch (press release) The index excludes financials, such as broker-dealers, banks, futures commission merchants, investment advisers and insurance companies. "In developing PFXF, we wanted to offer access to the income potential of preferred securities but limit potential ... See all stories on this topic » | ||
| Kingston calls for end of defined benefit schemes Irish Independent David Kingston, who heads Acuvest Investment Advisers, believes that while defined benefit (DB) schemes were "excellent in their day", their time has passed and "it's now time to give the present form of DB schemes a decent burial". "Most DB schemes ... See all stories on this topic » | ||
| Medley Capital Corporation Schedules Earnings Release Date and Webcast for ... Reuters MCC Advisors LLC, an affiliate of Medley LLC ("Medley"), is a registered investment adviser under the Investment Advisers Act of 1940, as amended. Medley specializes in credit investing, including direct private lending and corporate credit related ... See all stories on this topic » | ||
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| The Social Media Experiment: Challenges For Broker-Dealers And Investment ... Mondaq News Alerts (registration) Federal securities laws require broker-dealers and investment advisers to comply with a panoply of detailed rules designed to ensure that customers and clients are not misled. The rules require them to keep records of every paragraph, sentence, and ... See all stories on this topic » | ||
| Beazer Buys Time for Rebound in U.S. Housing: Corporate Finance Bloomberg The deals last week will save about $10 million in interest, while adding to Beazer's cash supply, said Stefan Lingmerth, an analyst at Phoenix Investment Adviser LLC in New York. "They're doing the right things, cutting the interest and the margins ... See all stories on this topic » | ||
| GCG Financial Says Ex-Advisers Poached $20M In Accounts Law360 (subscription) GCG Financial Inc. sued two of its former investment advisers on Friday in Illinois, accusing them of violating nonsolicitation and nondisclosure agreements by poaching nearly $20 million worth of client asset management accounts after moving to a ... See all stories on this topic » | ||
| When it comes to alts in VAs, advisers not DIYers: Jackson National InvestmentNews Some 40% of new flows are going in Guidance Portfolios, a packaged strategy; 'counter-correlated sleeve' See all stories on this topic » | ||
| Jenner & Block, Orrick, Ropes & Gray, Cleary: Business of Law Bloomberg Doroshow, who was most recently managing director of the Burford Group, which is an investment adviser to a provider of investment capital for commercial litigation, says that he left Burford because he missed his litigation practice. "I missed this ... See all stories on this topic » | ||
| Another high-profile exit from MSSB InvestmentNews For 20 years, Mr. Lerner ran his own advisory shop, Disciplined Investment Advisors Inc., which ran institutional money. But the "technology passed us by," Mr. Lerner said, so in 2001, he brought his business to Morgan Stanley. Mr. Gondeck said the ... See all stories on this topic » | ||
| Legislators and Commissioners Learn About Regulatory Standards DigitalJournal.com (press release) Legislators and commissioners know more about regulatory changes for investment advisors and for broker-dealers, after attending a workshop presented by The Griffith Insurance Education Foundation. The workshop was held on July 12 in Burlington, ... See all stories on this topic » | ||
| Distinct Counter-Trend Methodology Propels 361 Managed Futures Strategy Fund MarketWatch (press release) 361 Capital is a Registered Investment Advisor focused on managing portfolios of alternative investments that preserve capital in volatile markets through proven risk management strategies. Founded in 2001, the Denver-based firm launched its first ... See all stories on this topic » | ||
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| The Enemy is Uncertainty Wall Street Journal (blog) But advisers aren't taking this malaise sitting down. While repeating the mantra they've been chanting since the financial crisis of 2008–stay invested to avoid market-timing errors and buy bargains when they appear–some are also trying to reassure ... See all stories on this topic » | ||
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| UK Authorities Give Bullion another Leg Up Resource Investor RDR will shortly enable advisers' to direct retail funds to a wider range of investments and products. This could be good for gold, and other apparently 'alternative' investments. Many might see this as the regulators once more following the ball, and ... See all stories on this topic » | ||
| Barack Obama says US Inc is worried about India's investment climate Times of India ... riled certain quarters here.But there's no denying the fact that the present investment climate in India continues to be worrisome. ... Even Indian industrialists and advisers to the government have acknowledged this in recent months. Why the fuss ... See all stories on this topic » | ||
| StanCorp Financial Group, Inc. Announces Preliminary Financial Results for the ... MarketWatch (press release) ... subsidiaries marketed as The Standard -- Standard Insurance Company, The Standard Life Insurance Company of New York, Standard Retirement Services, StanCorp Mortgage Investors, StanCorp Investment Advisers, StanCorp Real Estate and StanCorp ... See all stories on this topic » | ||
| Digital Media Wire Founder Partners with Wall Street Investment Bankers to ... DigitalJournal.com (press release) DMW Hexagon professionals have collectively completed in access of 250 financial advisory, consulting and principal investment engagements. DMW professional's experience has been earned at bulge bracket investment banks and top-tier media and ... See all stories on this topic » | ||
| P&G Seen Mulling Brand Sales for Better Return: Real M&A Bloomberg After William Ackman disclosed a stake in P&G that's his largest initial investment ever, the $178 billion company is seeking to hire advisers amid calls to jettison executives or assets, people familiar with the matter said. Divesting brands such as ... See all stories on this topic » | ||
| JPM: Forgotten trusts need support from platforms FE Trustnet There has been a huge surge in the popularity of closed-ended investment companies as advisers recognise the role they can play in portfolios once RDR is introduced, and new research from JPM shows that it is becoming easier for investors to get access ... See all stories on this topic » | ||
| You Snooze, You Lose? Mid-Sized Advisers Could Face Deregistration JD Supra (press release) Mid-sized advisers that are no longer eligible for SEC registration were required to register with... ... As per a prior posting regarding adviser oversight, advisers with $25 million to $90 million in assets under management (AUM) now fall under state ... See all stories on this topic » | ||
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| Foley & Lardner with June's Investment Management Update By Kara OBrien The Rule includes provisions that bar investment advisers from paying third parties to solicit for government clients, unless the third party is an SEC-registered investment adviser or broker-dealer that is subject to similar pay-to-play restrictions. Securities Law Practice Center |
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| Contact Us | Boston Investment Advisers | Professional Wealth ... Home » Contact Us. Our Office. Boston Investment Advisers Six Beacon Street, Suite 925. Boston, MA 02108. Phone: 617-227-7807. Fax: 617-227-7809 ... www.bostoninvestmentadvisers.com/contact | ||
| International Survey of Investment Adviser Regulation - 3rd edition ... The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many ... www.kluwerlaw.com/Catalogue/titleinfo.htm?...of... | ||
| Understanding Inflation-Indexed Treasury Bonds :: StanCorp ... By StanCorp Investment Advisers. If you will soon be taking income from your portfolio, you are understandably concerned about the risk of future inflation. www.stancorpannarbor.com/understanding-inflation-indexed-t... | ||
| Solving the Retirement Timing Puzzle :: StanCorp Investment ... By StanCorp Investment Advisers. In 2011 the U.S. Census Bureau cited an average retirement age of 62, but no one's personal situation is exactly average. stancorpportland.com/solving-the-retirement-timing-puzzle/ | ||
| Serving registered investment advisers - Grant Thornton LLP Grant Thornton LLP's Asset Management practice helps registered investment companies navigate today's complex audit, regulatory and tax requirements. www.grantthornton.com/.../menuitem.8f5399f6096d6952630... |
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