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| Just add items to create a portfolio now: MarketWatch Try as we might, pinging investment advisers hither and yon, we were unable to find someone willing to tell investors to lighten up a tad on stocks that, while they offer income in a ZIRP (zero interest rate policy) world, are hardly substitutes for ... See all stories on this topic » | ||
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| Behind LPL's acquisition of Veritat InvestmentNews (blog) This was confirmed in an interview with NestWise chief executive (and former LPL president) Esther Stearns. NestWise will operate as a registered investment advisory firm and rely on both Veritat's home-grown technology and that of LPL Financial's ... See all stories on this topic » | ||
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| Real estate big suspends interest payments on private placement InvestmentNews Note programs typically are linked to real estate, said Bryan Mick, president of Mick & Associates PC LLO, a due-diligence firm for broker-dealers and registered investment advisers. It's important for broker-dealers to understand the structure of such ... See all stories on this topic » | ||
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| Hatteras Funds Launches Alpha Hedged Strategies Variable Fund DigitalJournal.com (press release) The Fund was unveiled on the flat-fee variable annuity(1) platform of Jefferson National, a recognized innovator of tax-deferred investing solutions for Registered Investment Advisors (RIAs) and fee-based advisors, on June 15, 2012. It is the only ... See all stories on this topic » | ||
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| SEC Hires New Chief Counsel for Compliance Office Corporate Counsel The SEC's compliance and inspections office administers the agency's nationwide examination and inspection program of entities including broker-dealers, transfer agents, investment advisers, investment companies and the national securities exchanges. See all stories on this topic » | ||
| Advisors to Boost Use of Alternatives BankInvestmentConsultant.com Advisors plan to increase their use of alternative investments this year, according to Jackson National Life Insurance Co. But they first need to understand the asset class better. See all stories on this topic » | ||
| My Word: Must never take coast's economic value for granted Tri-Valley Herald Investment advisers will try to sell you the latest version of a safe bet. I will do you one better: Invest in resources that have proved to only increase in value. I'm talking about our 840 miles of coastline, which generate high returns, year after ... See all stories on this topic » | ||
| Jackson® Releases Results of Alternative Investment Survey EON: Enhanced Online News (press release) BUSINESS WIRE)--Jackson National Life Insurance Company® (Jackson) today released the results of the Elite Access Alternative Investment Survey. The survey collected responses from more than 2000 financial advisers to gauge their use of alternative ... See all stories on this topic » | ||
| Merkin's Madoff Funds to Pay Investors $500 Million Bloomberg The payments are separate from the money recovered for Merkin's former investors by New York Attorney General Eric Schneiderman in a $410 million settlement of a state lawsuit against the investment adviser, Schwartz said. The $500 million payback from ... See all stories on this topic » | ||
| Japan Insider-Trade Crackdown Targets 'Animals Run Wild' Bloomberg ... at Olympus Corp. and covered-up losses at AIJ Investment Advisors Co. deter investors from a waning economy. In the five insider-trading cases uncovered since March, regulators have proposed fines for traders who short sold shares based on ... See all stories on this topic » | ||
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| Mariner looks to Orizon for next acquisition InvestmentNews Reprints. By Dan Jamieson. July 10, 2012 3:00 pm ET. Leawood, Kan.-based Mariner Wealth Advisors has made its second acquisition this year with the addition of the wealth management division of Omaha-based Orizon Investment Counsel LLC. See all stories on this topic » | ||
| Swaps, CFTC, Peregrine, Vitamin Price-Fixing: Compliance Bloomberg OCIE conducts the SEC's national examination program for investment advisers and investment companies, broker-dealers, self-regulatory organizations, clearing agencies, and transfer agents to fulfill its mission of promoting compliance, preventing ... See all stories on this topic » | ||
| Warning of significant flood risk in UK without more investment The Independent More than half a million homes and businesses will be at "significant" risk of flooding in the future without more investment in flood defences, the Government's advisers on climate change have warned. See all stories on this topic » | ||
| Half A Million Homes At Risk Of Flooding Warns Government Advisers Huffington Post UK More than half a million homes and businesses will be at "significant" risk of flooding in the future without more investment in flood defences, the government's advisers on climate change have warned. Floods which have had a devastating impact in the ... See all stories on this topic » | ||
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| Investors' 10 most common mistakes Washington Post The same is true for most of the retail stockbrokers and for many of the investment advisers on Wall Street. Across all of my managed-asset clients, my goal is to keep fees down to an average of about 1 percent. You should expect to pay a little more ... See all stories on this topic » | ||
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| Meteor starts distribution payments to Lehman-backed product investors Money Marketing In a letter sent to adviser firms and clients, seen by Money Marketing, Meteor says the first distribution for investors is 3.61 per cent of the "allowable claim" against LBHI. This is based on the ... Head of Mass Affluent Investments - London London ... See all stories on this topic » | ||
| Pension funds up investment in commodity assets Reuters UK Mercer, a unit of insurance broker Marsh & McLennan, is one of the two biggest investment advisers for UK pension funds, along with rival Towers Watson. Mercer's UK client base consists of 873 clients with 671 billion pounds ($1.04 trillion) of assets ... See all stories on this topic » | ||
| Salient Midstream & MLP Fund Announces Distribution of $0.325 per Share for ... DigitalJournal.com (press release) These risks include, but are not limited to, changes in economic and political conditions; regulatory and legal changes; leverage risk; valuation risk; interest rate risk; tax risk; the volume of sales and purchase of shares; the continuation of ... See all stories on this topic » | ||
| England flood risk to rise fourfold by 2035-report Reuters More investment, better planning of new housing needed* Water scarcity likely to become more common (Adds UK government reaction, detail on UK flooding)By Nina ChestneyLONDON, July 11 (Reuters) ... LONDON, July 11 (Reuters) - The risk of flooding for ... See all stories on this topic » | ||
| Guest Opinion / Library sale beckons collectors Westport-News The time could be right for investing in books as well, according to a recent Connecticut Post article that cites investment advisers and book dealers who contend that the digital age has increased the value of printed books. Older rare books can range ... See all stories on this topic » | ||
| New investment director for Ingenious What Investment 'Mark and Wayne have been specifically recruited to meet this rapidly growing demand for our services from investment advisers,' Bowles added. Both the new senior hires will start in their roles with immediate effect. Ingenious manages client assets ... See all stories on this topic » | ||
| Handler Thayer, LLP Family Office Outlook 2012 DigitalJournal.com (press release) Consequently, increasingly aggressive government agencies empowered by Obama Administration rhetoric, investment advisor abuses and lack of Congressional oversight have fostered an environment of defensiveness and inaction which has chilled ... See all stories on this topic » | ||
| Insiders betting on a correction MarketWatch In yesterday's column, in fact, when arguing that light volume was not something to worry about, I mentioned a far more legitimate cause for concern: The excessive levels of bullishness that prevail currently among investment advisers. ( Read my July ... See all stories on this topic » | ||
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| Fortress Paper CEO Defies Investors to Buy Into Pulp Plan Bloomberg A fourth-generation Russian-Canadian and a former investment adviser at Canaccord Capital Inc., Wasilenkoff, 40, isn't averse to taking a contrarian position. Fortress acquired its first Quebec mill in 2010, a facility near the town of Thurso held by ... See all stories on this topic » | ||
| England flood risk to rise fourfold by 2035: report Reuters LONDON (Reuters) - The risk of flooding for many English homes and businesses could increase fourfold by 2035 if more action to deal with the impact of climate change is not taken, government advisers. ... the climate advisers said. Around 160000 ... See all stories on this topic » |
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| Jim Hamilton's World of Securities Regulation: Canadian Securities ... By James Hamilton Second, when proxy advisory firms provide certain services, they meet the definition of investment adviser under the Investment Advisers Act and thus are subject to regulation under that Act. In the view of the CSA, proxy advisory firms are not ... Jim Hamilton's World of Securities... |
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| Investment advisers: Women are your future - Money - TODAY.com Women already are the primary financial decision-makers in most American households, according to a new survey in which 76 percent of women reported ... today.msnbc.msn.com/.../investment-advisers-women-are-you... | ||
| Another update on investment adviser SRO - Lexology U.S. House Financial Services Committee Chairman Spencer Bachus recently announced that he is open to addressing concerns about the bill he co-authored ... www.lexology.com/library/detail.aspx?g=eba545f5-4c86... |
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