Google Alert - investment advisers

News 21 new results for investment advisers

Three Keys to Greater Wealth Forbes For those who desire a firm to do the investing for you, a low-cost investment adviser such as my firm, Portfolio Solutions, charges a nominal annual fee to advise clients and manage accounts. It doesn't matter which path you choose to make the three ... See all stories on this topic »

'Old load' image a load for American Funds InvestmentNews Of course, fee-based advisers tend to avoid load fees like they were in-laws. The irony is American Funds does offer no-load versions of their funds — and not surprisingly, they're a much better investment. In 2002, American Funds launched F-1 share ... See all stories on this topic »

Wrap platforms quash RDR cash rebate fears FT Adviser Platforms act after the FSA banned cash rebates to customers in paper last week. See all stories on this topic » FT Adviser

FSA plans crackdown on firms' efforts to 'circumvent' adviser charging rules Out-Law.com Currently complicated arrangements can be formed between financial advisers, product providers, fund managers and investment platform providers over the management of consumer investments and how charges are levied and paid for. In 2010 the FSA ... See all stories on this topic »

Savant Capital Management and The Monitor Group Finalize Combination to ... DigitalJournal.com (press release) The new, multi-state advisory firm manages nearly $2.7 billion in assets, and becomes one of the top 50 largest Registered Investment Advisors (RIAs) in the industry. Savant Capital, LLC will be headquartered in Rockford, Ill. with nine offices in ... See all stories on this topic »

Funtleyder, Brusuelas, Willis Discuss Health Care (Audio) Bloomberg Les Funtleyder, president of Poliwogg's Investment Advisory division, Bloomberg senior economist Joe Brusuelas, and Ben Willis, managing director at Albert Fried & Co. LLC., discuss the economic impact of President Obama's Affordable Care Act. See all stories on this topic »

Advisers urged to consider small funds FT Adviser Fund of funds managers urge advisers to monitor size of funds they invest in and consider smaller options. See all stories on this topic » FT Adviser

ViniPortugal's Vale Discusses Portuguese Wines (Audio) Bloomberg Vale talks with Bloomberg's Courtney Donohoe and Joe Brusuelas on Bloomberg Radio's "Taking Stock." They are joined by Ben Willis, managing director at Albert Fried & Co. LLC, and Les Funtleyder, president of Poliwogg's Investment Advisory division. See all stories on this topic »

Shorter is better when it comes to bonds MarketWatch But, and this is crucial, they are willing to venture at least a few years out that spectrum. And they are able to produce some handsome yields in the process. I reached these conclusions by mining the Hulbert Financial Digest's database of investment ... See all stories on this topic »

Calibrating the mix in uncertain times Fundweb Investment advisers have devised several enhancements to the classic mean-variance optimised structure, but few have addressed the key underlying problem – uncertainty. Uncertainty is different from risk. Investors can measure and predict risk but ... See all stories on this topic » Fundweb

Peter Hamilton: Charging fees sets advisers free Money Marketing To understand some of the detail in the FSA's guidance and its consistency with the general law as I have outlined it, it is necessary to note that the FSA's guidance is confined to independent advice to retail clients in relation to retail investment ... See all stories on this topic » Money Marketing

Mutual trans-Tasman recognition of financial adviser qualifications Money Management The Australian Securities and Investments Commission (ASIC) and New Zealand's Financial Markets Authority (FMA) have announced mutual recognition arrangements relating to the qualifications of financial advisers, making it easier for advisers to work ... See all stories on this topic »

Eurozone in turmoil while Guernsey stands strong HedgeWeek The Dodd Frank Act prompts changes to the ways hedge funds must operate to better protect investors, affecting investment advisers with a place of business in the US and certain custodians. Those affected should have registered with the SEC by the ... See all stories on this topic »

Alken hires Bell for UK retail push FT Adviser Mr Bell is joining Alken Asset Management on September 1 as fund sales director responsible for the London area and will initially be charged with making its funds available on a wide range of UK platforms, Investment Adviser can reveal. The firm has ... See all stories on this topic » FT Adviser

SEC screens prospective capital market operators The Guardian Nigeria The individuals are seeking registration for 10 different functions, such as broker/dealers, issuing houses, registrars, corporate investment advisers and Estate Surveyors/Valuers. The registration exercise, according to SEC, is also geared towards ... See all stories on this topic »

How do you kill a zombie? Money Marketing Although regulations do not require advisers to time-charge, every business cons-ultant I have seen quoted (and there seem to be an awful lot of them these days) says firms must log advisers' and administrators' time so they know what their costs ... See all stories on this topic »

Independent thinkers are buying banks MarketWatch Here's some evidence to support your new resolution: You'll have some powerful company — in the form of the top-performing investment advisers, who long ago committed themselves to this resolution as well. It's the worst performers who typically jump ... See all stories on this topic »

Volatility Surges in S&P 500 With Volume Lowest in Decade Bloomberg "Investors are feeling the market as a roller coaster ride," Nick Sargen, chief investment officer at Fort Washington Investment Advisors in Cincinnati, which oversees about $40 billion said June 27. "All those gains that got made in the first quarter ... See all stories on this topic »

Lam to join H3 Global Advisors InvestorDaily Ascalon Capital Management head of investments Nelson Lam is set to join H3 Global Advisers as chief operating officer effective from 16 July. The move will be Ascalon Capital's second departure in June after chief executive Andrew Landman announced ... See all stories on this topic »

Gladstone Commercial Corporation Announces Property Acquisition in ... DigitalJournal.com (press release) "This acquisition adds another high quality property and strong tenant to our existing portfolio," said Matthew Tucker, the Director of our investment adviser responsible for the transaction. Gladstone Commercial Corporation is a real estate investment ... See all stories on this topic »

Paying off mortgages early Napa Valley Register ... still have the money in case you need it. Tom and John Mills are registered investment advisers and certified financial planners. Contact them at 1030 Seminary St. Suite D, 254-0155, suntrm@aol.com, jmillsnapaca@hotmail.com or visit MillsWealth.com. See all stories on this topic »

Web 1 new result for investment advisers

Investment advisers to ERISA plans and plan asset funds must ... Final regulations adopted by the U.S. Department of Labor (DOL) under Section 408(b)(2) of ERISA will go into effect on July 1, 2012. www.lexology.com/library/detail.aspx?g=c60fcb0d-b503...

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