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| Rocket Fuel Secures $50 Million in Funding to Fuel Rapid Global Growth MarketWatch (press release) About Wasatch Advisors, Inc. and Cross Creek Capital Wasatch Advisors, Inc. is a global investment manager to institutions and mutual funds with over $11.7 Billion in assets under management and is registered with the Securities and Exchange Commission ... See all stories on this topic » | ||
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| Acquiring minds cite big shortage of small RIAs to buy InvestmentNews Growth hamstrung by lack of suitable candidates. Reprints. By Lavonne Kuykendall. June 27, 2012 2:37 pm ET. Many small registered investment advisers would like to grow by acquiring another small firm. There's just one problem: Finding a firm to buy ... See all stories on this topic » | ||
| Federated back in for more money funds InvestmentNews The Pittsburgh-based firm, which manages almost 10% of all money-market fund assets, announced on Wednesday it was acquiring an additional $571 million of money-market fund assets from Trustmark Investment Advisors, Inc, a subsidiary of Trustmark ... See all stories on this topic » | ||
| Stockton's default linked to pensions — and a big stock market gamble InvestmentNews (blog) Stephen Winterstein, chief municipal strategist at Wilmington Trust Investment Advisors compared four main categories of expenditures to overall expenses in cities across the country and within California, and found Stockton's plight to be near fatal. See all stories on this topic » | ||
| Top Dividend ETF Buys The Rest Of The Year Investor's Business Daily With low-risk income hard to come by these days, investment advisers are relying more on common stocks, preferred stocks and senior loans for cash flow. Treasury yields are hobbling along at all-time lows as investors have flocked to them as a safe ... See all stories on this topic » | ||
| Bryan Caisse Joins Performance Trust Investment Advisors, LLC DigitalJournal.com (press release) CHICAGO, June 27, 2012 /PRNewswire/ -- Bryan P. Caisse, a financial industry veteran with a long track record in mortgage-backed and fixed income portfolio management, joined Performance Trust Investment Advisors, LLC (PTIA), a sister company of ... See all stories on this topic » | ||
| Federated Investors' Mutual Funds to Acquire Approximately $903 Million in ... DigitalJournal.com (press release) Under the agreement, Trustmark Investment Advisors, Inc. will sell certain assets relating to its management of the Performance Funds to Federated or certain Federated advisory subsidiaries. The financial terms of the agreement were not disclosed. See all stories on this topic » | ||
| ALPHA TIGER PROPERTY TRUST LIMITED : 2012-06-28 Investment in FIT 4-traders Alpha Real Property Investment Advisers LLP ("ARPIA"), a subsidiary of Alpha Real Capital LLP ("ARC"), is the Trust Manager of FIT. ARC will rebate to Alpha Tiger any fees earned by ARC from FIT, arising from Alpha Tiger's investment in FIT (including ... See all stories on this topic » | ||
| Commission payments to fund supermarkets to be axed in 2013 Money Observer From 31 December 2012, commission payments from investment firms to independent financial advisers will be forbidden. Then, if the FSA goes ahead with its latest proposals, commission payments made to fund supermarkets will be banned on 31 ... See all stories on this topic » | ||
| Advisers must act after Obamacare gets clean bill of health from Supreme Court InvestmentNews In the climax to an epic legal battle, the Supreme Court on Thursday ruled that President Obama's massive health-care overhaul does not violate the Constitution. So what does this mean for advisers? Plenty. See all stories on this topic » | ||
| China Finance Online Reports 2012 First Quarter Unaudited Financial Results DigitalJournal.com (press release) "As we transition our business toward securities investment advisory services, we continue to leverage our leadership in financial information services, data solutions and web technologies, to expand our user base. Our flagship sites jrj.com and ... See all stories on this topic » | ||
| Investment: Keeping control ifaonline.co.uk Charlotte Richards discovers how keeping control of the investment function can benefit you and your clients. In 2004, the late Steve Jobs, co-founder and former chief executive of technology giant Apple said: "I've always wanted to own and control the ... See all stories on this topic » | ||
| SocialToaster Closes Series A Funding in the Amount of $1.975 Million DigitalJournal.com (press release) Now, with the financial backing of venture capitalists Blu Venture Investors, Baltimore Angels, Wasabi Ventures, and Piedmont Investment Advisors the hot, new software company can build on its early success creating brand advocacy programs that ... See all stories on this topic » | ||
| CFTC Looks To Curb Swap Contract Bundling Compliance Week Prohibit the aggregation of orders for different trading accounts in order to satisfy the minimum block size or cap size requirements, except for orders aggregated by certain commodity trading advisers, investment advisers and foreign persons, if such ... See all stories on this topic » | ||
| BMO Retirement Services Appoints Matt Smith as Director of Retirement Sales ... DigitalJournal.com (press release) A Midwest-based registered investment advisor with a 40-year track record of fiduciary service, BMO Global Asset Management in the U.S. is organized into four centers of excellence, each of which is a vital and respected part of the global offering ... See all stories on this topic » | ||
| Matters of discretion Money Marketing The trend of advisers outsourcing investment selection is continuing in the run-up to the RDR. One of the leading contenders for this business remains discretionary fund managers and with DFMs serenading advisers with a deal that offers to take the ... See all stories on this topic » | ||
| Alliance Benefit Group North Central States Launches New Corporate Website DigitalJournal.com (press release) Alliance Benefit Group is a leading Minnesota provider of retirement and other employee benefit plan solutions and partners with investment advisors to design and implement custom benefit strategies for employers across the country. "Our new site is an ... See all stories on this topic » | ||
| World stocks outlook tempered by euro zone: Reuters Poll Reuters India ... cast a shadow on global markets, but stocks are supported by interest rate tailwinds and ... the Fed's willingness to undertake further easing measures," said John Praveen, chief investment strategist at Prudential International Investment Advisers ... See all stories on this topic » | ||
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| CFTC's Expanded Jurisdiction Over Swaps May Capture Certain Real Estate ... JD Supra (press release) ... may soon be considered "commodity pools" whose directors or trustees would be subject to CFTC regulation as commodity pool operators (CPOs) and whose investment managers could be subject to CFTC regulation as commodity trading advisors (CTAs). See all stories on this topic » | ||
| Private Investment Funds Update - June 2012 JD Supra (press release) In This Issue: - FBAR Reports due June 29...1 - Investment Advisers to ERISA Plans and Plan... See all stories on this topic » | ||
| India to post clarifications on controversial GAAR taxes Reuters "The market is having significant expectations that a lot of tax policy issues would get sorted out and there will be renewed focus on investment cycle," said Nilesh Shah, chief executive of Envision Capital, an investment advisory firm in Mumbai ... See all stories on this topic » | ||
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| Swiss, Austrian Wealth Clients Shun Risk as 22% Expect Euro Ruin Businessweek Private-banking clients in Switzerland and Austria are holding wealth in less risky assets as confidence in the financial system and the ability of advisers to secure investment returns remains low, according to a study by LGT Group and Johannes Kepler ... See all stories on this topic » | ||
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| Great Minds DON'T Think Alike: The Business of Financial Planning Forbes Anyone who is an Investment Adviser Representative (IAR) of a Registered Investment Adviser (RIA) firm. Ordinarily, these firms are regulated by the Securities and Exchange Commission (SEC), but smaller RIA firms are regulated by the state in which ... See all stories on this topic » | ||
| IFAs must assess Sipp suitability – Suffolk Life FT Adviser Mr Kingston said: "From our perspective, we only accept new business through an adviser and we do not operate any of our own investments nor give any advice. "We therefore must put our faith in the adviser making the right recommendation for each client. See all stories on this topic » | ||
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| Dune Thorne Joins Brown Advisory as Partner DigitalJournal.com (press release) BALTIMORE, June 28, 2012 /PRNewswire/ -- Brown Advisory, a leading independent investment management firm with approximately $29 billion in client assets, today announced the appointment of Dune Thorne as Partner in the firm's Boston office. See all stories on this topic » | ||
| When disease strikes Fin24 "That's where the majority of people are failing when it comes to succession planning: they're not thinking about illness," said John Anderson, head of practice management solutions for SEI Advisor Network, a division of SEI that provides investment ... See all stories on this topic » | ||
| Does discretionary management make sense? ifaonline.co.uk Whether a client is in the accumulation phase of their retirement plan or post retirement and taking income through an invested means such as drawdown, being able to effectively manage the client's investments is essential for the advisory firm. The ... See all stories on this topic » | ||
| ADVISERS GLENSTRATA MERGER CITY A.M. During his seven years at Deutsche Bank, he was one of Xstrata's regular advisers. He has proven his credentials under pressure by working with the UK government as it tried to stabilise the teetering banking sector in 2008. Head of UK investment ... See all stories on this topic » | ||
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| Draft Law Paves Way for Islamic Reits Funds AllAfrica.com Besides complying with requirements for development and construction Reits (D-Reits) and income investment Reits (I-Reits), proposed Islamic Reit funds will have to appoint Shariah advisers. Shariah advisers will guide Reit managers on Shariah ... See all stories on this topic » | ||
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| The Good Leads - Financial Adviser - WSJ By Josh Brown Josh Brown is a contributor to the Financial Adviser blog. He is a vice president at Fusion Analytics, an investment advisory firm, and the author of the The Reformed Broker blog. His commentary here is for informational purposes and should ... Financial Adviser |
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| INVESTMENT ADVISER SRO – The "Colorado Experiment." Part Four Written by: Phil Feigin They say if you stick around long enough, everything will happen again. So it is for the IA SRO concept for me. It was many years (and ... wallstreetmainstreetlaw.com/.../investment-adviser-sro-the-colo... | ||
| Investment Advisers Act Of 1940 Rule 206 4 1 A 1 Investment Pdf ... investment advisers act of 1940 rule 206 4 1 a 1 investment pdf home previous page investment advisers act of 1940 rule 206 4 -1 a 1 investment adviser ... www.ownersguidepdf.com/.../investment-advisers-act-of-1940... | ||
| Phase 2 Investment Advisers, LLC Products & Services | LinkedIn View products made by Phase 2 Investment Advisers, LLC and product recommendations from people in and out of your professional network. www.linkedin.com/company/phase-2...llc/products?trk... |
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