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| Why small RIAs are panicking over SRO bill despite fee cap InvestmentNews By Mark Schoeff Jr. Investment advisers remain opposed to legislation that would put them under the jurisdiction of a self-regulatory organization even after a suggestion by the bill's author that the SRO membership fees could be capped. See all stories on this topic » | ||
| Advisers call for rethink of absolute return definitions Money Marketing Advisers have called for a simplified definition for the absolute return sector after the Investment Management Association published three potential proposals for an overhaul of its current structure. The trade body is considering redefining and ... See all stories on this topic » | ||
| New Approach to Portfolio Construction Required, say UK Financial Advisers ... MarketWatch (press release) The study, released by the NGAM Durable Portfolio Constructiona" Research Center, was based on a survey of 178 UK-based financial advisers and investment professionals which collectively administer more than GBP 58 billion in assets on behalf of ... See all stories on this topic » | ||
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| The know-your-customer and suitability rules are Coming; are you prepared? Thomson Reuters News & Insight These rules are effective as of July 9, 2012, and should likewise guide registered investment advisers regarding their know your customer and suitability analysis. Rule 2090 requires the use of reasonable diligence when opening and throughout the ... See all stories on this topic » | ||
| Outsourcing Investment: Why Blacktower uses PSigma Citywire.co.uk by Neal Underwood on Jun 11, 2012 at 09:48 Chris Bruce, managing director of Blacktower Financial Advisers, chose DFM PSigma Investment Management for its broad range of asset classes and competitive charges. Chris Bruce, managing director of ... See all stories on this topic » | ||
| Neuberger Berman Introduces Absolute Return Multi-Manager Fund MarketWatch (press release) The Fund seeks capital appreciation with an emphasis on absolute returns by allocating its assets to multiple hedge fund advisers that employ distinct alternative investment strategies. The Fund is the first such fund from an asset manager with the ... See all stories on this topic » | ||
| PennantPark Investment Corporation [PNNT] to Ring The NASDAQ Stock Market ... MarketWatch (press release) From time to time, the Company may also invest in public companies whose securities are thinly traded. PennantPark Investment Corporation is managed by PennantPark Investment Advisers, LLC. The inventor of the electronic exchange, The NASDAQ OMX Group, ... See all stories on this topic » | ||
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| SFO accuses financial adviser of fraud Radio New Zealand Mr Cherry was the sole director of Albany-based investment and financial advisers Investment Solutions Ltd, ISL Nominees Ltd, Trading Strategies Ltd, ISL Strategic Investments Ltd and ISL Strategic Investments 100 Ltd. About 175 investors put ... See all stories on this topic » | ||
| BB&T sees fee disclosure requirements as opportunity to demonstrate ... MarketWatch (press release) Launched in 1976, DALBAR has earned the recognition for consistent and unbiased evaluations of investment companies, registered investment advisers, insurance companies, broker/dealers, retirement plan providers and financial professionals. See all stories on this topic » | ||
| Personal Capital Wins Finovate "Best in Show" MarketWatch (press release) On the "touch" side are registered investment advisers, available by phone, that users can tap into for personalized advice and portfolio management. - Fast Company -- It's obvious that Personal Capital had looked at all of the personal finance ... See all stories on this topic » | ||
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| Ten stocks to beat the market gloom Financial News David Zalaznick, chairman of Jordan Zalaznick Advisers, investment adviser to JZ Capital Partners, a London listed private equity fund, said: "For private equity firms invested in larger companies, if you can get a 15% internal rate of return, ... See all stories on this topic » | ||
| Advisers hail FSA's finalised independence plans FT Adviser AWD told Investment Adviser in March it was ramping up its investment team to do 'whole of market' research to preserve its advisers' independence after the RDR, a team-based move which the FSA justified in last week's finalised guidance. See all stories on this topic » | ||
| ASIC alert on Connaught Sydney Morning Herald CONNAUGHT Investment Group has, says its website, offices across Australia and ''partnerships with leading Asian investment bank CIMB and an equity partnership with Jefferies & Co Inc''. That would come as a surprise to Glenn and Ken Rosewall, ... See all stories on this topic » | ||
| New Regulations Discourage Financial Advisers inAudit (blog) Tom Brown, European head of investment management at KPMG, commented: "At at a time when the economy and government need people to be building retirement pots, many everyday investors are being steered towards lower risk investments or are shunning ... See all stories on this topic » | ||
| Well Fargo Asset Management set for big push into Europe Investment Europe Rabusch, who joined Wells Fargo in 1997 as chief financial officer for the mutual fund business, has already driven expansion from the established investment platforms in the US, through wholly-owned subsidiaries such as First International Advisors in ... See all stories on this topic » | ||
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| NB PRIV EQ PARTN : NBPE Monthly Report - May 2012 4-traders +44-(0)1481.716.000 NB Private Equity Partners Limited ("NBPE" or "the Company") is a closed-end investment company registered under the laws of Guernsey managed by NB Alternatives Advisers LLC (the "Investment Manager"), an indirect wholly owned ... See all stories on this topic » | ||
| Deadline extended for property investors Fundweb MSS subsidiary MSS Real Estate will act as investment advisers. MSS Real Estate acts as index adviser for the FTSE UK Commercial Property Index series. The fund, which will track the FTSE All UK Property index, was licensed by FTSE to MSS Real Estate. See all stories on this topic » | ||
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| Author Bemoans Taxpayer Illiteracy Forbes Amazingly and appallingly, one-third of those contacted say their advisers rarely or never discuss the tax implications of their investments with them; 29 percent say that they have to raise the topic of taxes themselves. Eaton senior vice president ... See all stories on this topic » | ||
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| Changes will hit savers, KPMG warns Fundweb In its latest report on UK wealth management KPMG argued regulatory changes could lead to some advisers "shying away" from providing advice, offering lower risk products instead. Tom Brown, the European head of investment management at KPMG, ... See all stories on this topic » | ||
| Eurozone crisis leaves UK companies treading water Yorkshire Post THE crisis in the eurozone is casting a dark shadow over the longer-term growth prospects of UK business, according to a survey from Leeds-based business advisers BDO. The survey indicates that business leaders are cutting back investment plans in ... See all stories on this topic » | ||
| So where can hard-pressed investors find a shelter for their money? Scotsman ... but pension investors panicked into short-term changes could pay a handsome price over the longer run, advisers say. The latest fund sales figures from the Investment Management Association show that while corporate bond funds remained the most ... See all stories on this topic » | ||
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| Richmond CAB launches volunteer drive Your Local Guardian Harry Grusin, a volunteer for three years, spent his career working in IT for investment banks before training as a CAB adviser. He said: "I came to the CAB because I wanted to do something meaningful, to do some good, to use my head and to learn new ... See all stories on this topic » | ||
| Obama to Emphasize Rural America in Interviews, Report Tomorrow BusinessWeek Obama, who is seeking re-election in November, also will announce an additional investment of about $2 billion through 2016 for rural businesses, according to a White House official familiar with the plans, who wasn't authorized to speak publicly. See all stories on this topic » | ||
| Standard strikes deal with 12 fund groups Citywire.co.uk The deal means fund group representatives will speak at Standard adviser seminars, have managers give webcasts and views on IFA portal Adviserzone, and join in on calls between advisers and Standard account managers. Graham Dow, head of investment ... See all stories on this topic » | ||
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| IFA review site relaunches with industry backing Money Marketing Registered advisers can display a VouchedFor icon on their websites and as part of their LinkedIn profiles. As part of the relaunch, VouchedFor has also recruited former Broadstone Pensions & Investment chief executive and former Close Wealth ... See all stories on this topic » | ||
| CDT Money: Game On China Digital Times People's Bank of China (PBOC) Governor Zhou Xiaochuan wrote back in March that conditions were "basically ripe" for interest rate liberalization, and former PBOC adviser Li Daokui also claimed in a March speech that banks were big enough to fend for ... See all stories on this topic » | ||
| Advisor Best Practices for Working With Small Biz Owners Financial-Planning.com Both advisors did not rely solely on investment management fees. Jones charges a minimum of $5000 and his largest client fee has been $15000. Reder's project fees start at the same minimum and go all the way up to $50000. He added that if they work on ... See all stories on this topic » | ||
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| Wading through the outsourcing divide » The Outsource Blog By Manmohan The situation is complicated further by firms who are centralising their investments and leaving advisers to deal with financial planning and assessing the risks their clients need or wish to take – "internal outsourcing", in other words. The Outsource Blog | ||
| Behringer Harvard Hires Institutional Sales Director By Christine Perez Frank Muller, executive vice president, said Davis' experience in business development and raising capital through registered investment advisers will help the company continue to grow and expand its alternative investments platform. Real Points |
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| FedFin on FinServ Debates Merits of SRO for Investment Advisers The full FinServ Committee held a hearing today to consider legislation to establish a self-regulatory organization (SRO) for investment advisers. Introduced by ... www.fedfin.com/index.php?option...id... | ||
| The Absolute Return Letter - First Mover ... - Advisor Perspectives ACTIONABLE ADVICE FOR FINANCIAL ADVISORS: Newsletters and Commentaries Focused on Investment Strategy. Home; Archives. Newsletters ... www.advisorperspectives.com/.../absoluteadvisers_60712.php | ||
| JUNE 6 HEARING ON INVESTMENT ADVISER SRO Investment Adviser Oversight Act of 2012 (H.R. 4624), or more commonly ... The bill proposes adding regulatory oversight of investment advisers by a self- ... www.fairviewinvest.com/.../Fairview%20Flash%20-%20IA%2... |
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